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Privacy Policy

FACTS

What does AdvicePeriod, LLC do with your financial information?

Questions?

Call (424) 281-3600

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depends on the product or service you have with us. This information can include:

  • Social Security number and income
  • Account balances and assets
  • Transaction history

How?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons AdvicePeriod, LLC chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information Does AdvicePeriod, LLC share? Can you limit this sharing?
For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus Yes No
For our marketing purposes – to offer our products and services to you Yes No
For joint marketing with other financial companies No Not Applicable
For our affiliates’ everyday business purposes – information about your transactions and experiences No Not Applicable
For our affiliates’ everyday business purposes – information about your creditworthiness No Not Applicable
For our affiliates to market to you No Not Applicable
For nonaffiliates to market to you No Not Applicable
Who we are
Who is providing this notice? AdvicePeriod, LLC
What we do
How does AdvicePeriod, LLC protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and building.
How does AdvicePeriod, LLC collect my personal information?

We collect your personal information, for example, when you:

  • Open an account
  • Deposit money
  • Seek advice about your investments
  • Enter into an investment advisory contract
  • Tell us about your investment or retirement portfolio or earnings

We also collect your personal information from other companies.

Definitions
Affiliates Companies related by common ownership and control. They can be financial and nonfinancial companies.

  • We have no affiliates.
Nonaffiliates

Companies not related by common ownership and control. They can be financial or nonfinancial companies.

  • We do not share with nonaffiliates so that they can market to you.
Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or service to you.

  • We do not jointly market.